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Robinhood To Pay SEC $45 Million In Charges Over Short Sale Violations (old.reddit.com)

submitted 1 month ago by [email protected] to c/[email protected]

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The original was posted on /r/Superstonk by /u/DavidNoBrainFreeze on 2025-01-21 15:07:47+00:00.

Robinhood has agreed to pay the SEC $45 million for multiple violations including inaccurate reporting, delayed suspicious activity reports, poor record-keeping, and non-compliance with short sale rules. The firm also admitted to communication lapses and cybersecurity inadequacies. Robinhood aims to improve its compliance and operational practices moving forward.

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